Form CRS is designed to help retail investors select or determine whether to remain with a firm or financial professional by providing better transparency and summarizing information about a particular broker-dealer or investment adviser. The format of the relationship summary also allows for comparability between the two different types of firms in a way that is distinct from other required disclosures. Both broker-dealers and investment advisers must provide disclosures on the same topics under standardized headings in a prescribed order to retail investors, which should benefit retail investors by allowing them to more easily compare services by comparing different firms’ relationship summaries. The relationship summary also encourages retail investors to ask questions by providing conversation starters and highlights additional sources of information. According to the SEC, all these features should make it easier for investors to get the facts they need when deciding among investment firms or financial professionals and the accounts and services available to them.
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The BD Firm Brochure should be delivered alongside Form CRS for commission business, just as the Form ADV is to be delivered with Form CRS for advisory business. The BD Firm Brochure will give full and fair disclosure of all material facts relating to the scope and terms of the relationship with the retail customer.
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Social Media Disclosures pertain to all Investacorp social media sites.
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Compensation Disclosure Investacorp, Inc. offers many different investment products including mutual funds, variable annuities, variable life insurance and real estate investment trusts. We are committed to providing clients with the information they need to make informed investment decisions.
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Supplemental Conflicts Disclosure provides information about the business practices, compensation and conflicts of interest related to Investacorp, Inc.
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