Transfer Day:

• After faxing over to Investacorp a copy of the letter of resignation to your current broker/dealer, we will transfer your license to Investacorp.
• We will then give you a new Registered Representative number and overnight you the Investacorp Processing Manual.
• A "START" specialist will contact you, answer your questions and, schedule your orientation sessions.

Investacorp feels the orientation is one of the most important steps in having a smooth transition. You will receive a series of thorough one on one orientation sessions so you are familiar with all the ways Investacorp can help your business run as efficiently as possible.

• First, you will have a general orientation covering the Processing Manual in detail, going over such areas as new accounts, acats, insurance and trading.
• Next, you will have a Compliance orientation to cover the Supervisory Manual and the proper procedures to ensure the quickest turnaround time when working with the Compliance Department
• Finally, you will have a comprehensive orientation with the technology department. This orientation will provide an overview of all the technology solutions available to help you run a more effective and profitable office.

Thereafter the next 90 days or longer as necessary your "START" specialist will be available to assist you with any problems that arise as your business begins to arrive at Investacorp, or with any other questions or situations.