Privacy Policy

A Message from the Investacorp Corporate Family concerning your account:

The Investacorp Corporate Family (Investacorp Inc., IAS, Ladenburg Thalmann & Co. Inc., LTAM, and Triad Advisors Inc.) is pleased to service your account. Our records indicate that you have at least one account established at the address to which this notice was sent. Please share this information with all account holders or if you are a trustee or fiduciary, please share this notice with all other pertinent parties.

We recognize the importance of safeguarding the nonpublic personal information of our customers. Our policies and practices are designed to achieve this goal.


We collect nonpublic personal information about you from the following sources:
  • Information we receive from you on applications or other forms;
  • Information about your transactions with us, our affiliates, or others and;
  • Information we receive from a consumer reporting agency.
We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

We do not disclose nonpublic personal information about our present or former customers to anyone, except as permitted by law.

Investacorp, Inc. is a registered broker dealer with FINRA. FINRA’s homepage is www.finra.org external_link. FINRA BrokerCheck is a free tool to help investors determine whether to conduct, or to continue to conduct, business with FINRA registered broker dealers and registered representatives. For questions regarding BrokerCheck or a brochure describing BrokerCheck, please contact toll-free (800) 289-9999.

You may obtain information about the Securities Investor Protection Corporation (SIPC), including the SIPC brochure by contacting SIPC at (202) 371-8300 or by accessing the SIPC website at www.sipc.org external_link.

 
Top
Copyright © 2009 Investacorp, Inc. | 800-804-0000 | Member FINRA & SIPC
#fc3424 #5835a1 #1975f2 #83a92c #8bb832 #1c2def
Investacorp, Inc. is a subsidiary of Ladenburg Thalmann Financial Services Inc.