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Affiliation

Affiliation 2017-11-13T21:06:10+00:00

AFFILIATION

MODELS

At Investacorp, we allow you to choose your own model to best fit your clientele and practice. We offer several different options so that you can run your practice the way you want, while offering high caliber resources that are important to the success of your practice:

  • Superior Integrated Technology: Investacorp offers a technology platform that seamlessly integrates with all of your systems and applications. We leverage the best technology partners in order to elevate the advisor-client experience.

  • Practice Management Services: We offer coaching services, succession and acquisition resources, a variety of industry content, both advisor and client-facing, and more.

  • Pro-Business Compliance: Our compliance team works with each and every one of our advisors using a consultative approach. We support your practice no matter what your affiliation type is.

  • Comprehensive Transition Team: Our experienced transition team delivers top-notch service to assist you and your staff with all of your onboarding needs. Whether it is onsite, or via webinars, orientations, and conference calls, we ensure that your transition to Investacorp is completed quickly and seamlessly.

  • Educational Conferences and Events: Our annual national conference, PlanForward, offers practice management education sessions, coaching services, value-add resources, along with ample networking time for our advisors to share best practices. Through our parent company Ladenburg Thalmann, there are a variety of events throughout the year where advisors can network, learn about the Ladenburg Wealth Advantage, and connect with strategic partners and industry experts.

The commitment to our advisors starts with the group of home office professionals at Investacorp, whose priority is to service and support your practice. Our tenured staff stands ready to assist you in delivering the best experience for you, your staff, and your clients.

FINANCIAL ADVISOR

REPRESENTATIVE MODEL

For those advisors who rely on straight commission and fee-based services (offered through our corporate RIA), our competitive payouts as high as 92%*, along with the support and resources that Investacorp delivers, includes the following:

  • Access to Investacorp Advisory Services – Investacorp’s corporate RIA offers an array of choices, including Rep as PM programs through Envestnet (“Parallel Program”) as well as platforms on National Financial Services (“Structure” and “Architect” Programs). We also have several third party platforms available, including our proprietary asset management group, Ladenburg Thalmann Asset Management.

  • Comprehensive Transition – because hopefully this is the last move you and your staff will ever have to make.

  • Innovative Technology – a fully integrated and seamless platform, giving advisors the ability to focus on clients needs, as opposed to administrative hassles.

  • Compliance that is on your side – a Compliance Department that wants you to run your practice the way you want, by understanding your objectives and what drives your success.

  • Practice Enhancement Team – where you can rely on business development specialists to support your development, offering insight on branding, succession, staffing, coaching, and more.

  • Dedicated Concierge Team – for top producers, a group of specialists functioning as an extension of your support team, satisfying you and your staff’s needs anytime, all the time.

*Payout varies according to overall production.

HYBRID RIA

MODEL

For those advisors who rely on straight commission and would like to conduct their advisory and planning business under their own RIA, along with the support and resources that Investacorp delivers, includes the following:

  • Ability to maintain your own RIA – offering you the flexibility to run your own RIA, for your advisory and financial planning business, with a payout up to 95%*

  • Comprehensive Transition – because hopefully this is the last move you and your staff will ever have to make.

  • Innovative Technology – a fully integrated and seamless platform, giving advisors the ability to focus on clients needs, as opposed to administrative hassles.

  • Compliance that is on your side – a Compliance Department that wants you to run your practice the way you want to, by understanding your objectives and what drives your success.

  • Practice Enhancement Team – where you can rely on business development specialists to support your development, offering insight on branding, succession, staffing, coaching, and more.

  • Dedicated Concierge Team – for top producers, a group of specialists functioning as an extension of your support team, satisfying you and your staff’s needs anytime, all the time.

*Denotes a compliance fee for oversight.